Regulatory Public Disclosure

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  • Full name: Limited Liability Company "Deutsche Bank"
  • Short name: Deutsche Bank Ltd.
  • Sole participant: Deutsche Bank AG
  • Beginning of activities: May, 1998
  • Requisites of Deutsche Bank LLC (Published 27 April 2020, status: Actual) - PDF/64 KB

Licenses: (Published 20 May 2016 License periods: indefinitely)

  • General Banking License No. 3328 dated November 14, 2012 - PDF/626 KB
  • Professional Participant License for Dealership Operations No 177-05608-010000 dated September 4, 2001 - PDF/295 KB

Deutsche Bank Ltd. (the "Bank") informs about revocation of the professional securities market participant license No. 177-05600-100000 dated 04 September 2001 for brokerage activities (Central Bank of Russia decision as of 08.10.2018) based on the request of Deutsche Bank Ltd. to revoke the license on Bank’s own initiative. (Published: October 9, 2018; status: Actual)

Deutsche Bank Ltd. informs about revoking of the asset management license, dated 14.11.2006 № 177-09679-001000 of Deutsche Bank Ltd. (Order of the Central Bank of Russia from 10 Jan 2017), based on the request of Deutsche Bank Ltd. to revoke the license on Bank’s own initiative. (Published 11 Jan 2017, status: Actual)

Deutsche Bank Ltd. (the "Bank") informs about revocation of the professional securities market participant license No. 177-05616-000100 dated 04 September 2001 for depository activities (Order of the Central Bank of Russia as of December 28, 2017, based on the request of Deutsche Bank Ltd. to revoke the license on Bank’s own initiative. (Published December 29, 2017; status: Actual)

The State Corporation "Deposit Insurance Agency" included the Bank in the register of the banks - participants of the mandatory deposit insurance system under number 444

  • Banking supervision over the activities of Deutsche Bank Ltd., General Banking License No. 3328 is performed by Service for ongoing banking supervision of the Central Bank of the Russian Federation. The phones of the Contact Center of the Central Bank of the Russian Federation: 8(800)300-3000 - free of charge on the territory of the Russian Federation, +7(499)300-3000 - in accordance with the tariffs of your operator.
  • The Service for Consumer Protection and Financial Inclusion of the Central Bank of the Russian Federation is responsible for overseeing compliance with the legislation requirements of the Russian Federation in the field of consumer protection of financial services. An appeal about violation of the legislation of the Russian Federation by the actions (inaction) of the credit institution, as well as of the rights and interests of individuals and legal entities protected by law may be sent to the Central Bank of the Russian Federation via the Online reception (www.cbr.ru/onlinereception).

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Information on risks accepted, procedures for their assessment, and management of risk and capital

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Show content of Disclosure p.1.9 622-P

Information on persons exercising control or significant influence over the bank

The information corresponds to the information provided to the Bank of Russia 01.09.2020 - PDF/174 KB

Show content of US FATCA and CRS

US FATCA registration status of Deutsche Bank LTD.

  1. Date of registration with US IRS:  January 21, 2016
  2. Registration status:  EAG member
  3. Classification: PARTICIPATING FFI, GIIN: UGXFKZ.00231.ME.643
  4. FORM W-8 BEN-E
  5. FORM W-8IMY
  6. Regulation on assignment of the DB Ltd client to foreign taxpayer category
  7. CRS

    As part of joining the Common Reporting Standard (CRS), the Russian Federation signed a multilateral agreement of competent authorities on the automatic exchange of financial information dated October 29, 2014. In order to fulfill international obligations under CRS, the legislation of the Russian Federation was supplemented with the relevant provisions (Ch. 20.1 of the Tax Code of the Russian Federation and Resolution of the Government of the Russian Federation of June 16, 2018 N 693).

    In accordance with the requirements of the legislation, the Bank is obliged to take measures to establish the tax residence of clients, beneficiaries and persons who directly or indirectly control them, and send information to the Federal Tax Service of the Russian Federation about identified tax residents of foreign countries, and the Bank's Clients are obliged to provide this information at the request of the Bank.

  8. Self Certification (CRS)
    Форма самоидентификации (CRS)